Blockchain and the Law
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Kirsten E. Lapham

Kirsten Lapham is a partner specialising in financial services regulation. She advises a broad range of institutional clients on a variety of financial services regulatory and compliance issues. Her practice has a specific emphasis on the regulatory issues impacting asset managers arising under the AIFMD, and MiFID for a range of EU and indirectly impacted firms outside of the EU.

Kirsten has experience advising multiple clients on the EU marketing and registration regimes and overlaying local regulatory considerations, such as the U.K. retail distribution review and Financial Promotion regime. She has also worked on MIFID II, SFDR and the Senior Managers and Certification Regime (SMCR) implementation projects for firms subject to regulatory developments. Kirsten routinely advises on the regulatory issues that impact M&A transactions. She has represented some of the largest and most well-known alternative investment managers, including: TPG; PIMCO; Citi Private Bank; AnaCap Financial Partners, UBS, Pathway Capital LLC; and a number of US and UK boutiques among many others.

Kirsten is co-chair of Proskauer’s global ‘ESG Taskforce’ and as an expert in the sustainable financing space, regularly speaks at industry events and is quoted on these issues. In addition, She has assisted numerous firms on ESG driven projects including the drafting of ESG policies, and internal restructurings, capturing diversity and inclusion, modern slavery and broader internal issues related to responsible investing. Kirsten works closely with clients on best approach for disclosure to both investors and regulators, on the integration of ESG practices in investment processes.

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UK Financial Conduct Authority Consults on Its Financial Promotion Rules for Cryptoassets and Other High-Risk Investments

On 19 January 2022, the UK Financial Conduct Authority (“FCA”) published a consultation paper (CP22/2) (the “Consultation”) setting out its proposals to strengthen its financial promotion rules for high-risk investments (including cryptoassets), as well as for authorised firms which approve and communicate such financial promotions. The Consultation builds on feedback received to its discussion paper … Continue Reading

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